About Us

 

      

David L. Eppey

Financial Advisor

Experience

 

David has more than 25 years experience in the financial services industry. He began his career at Morgan Stanley Dean Witter working and training in the World Trade Center in New York City. In 1999, David began working for Osaic Wealth, a broker/dealer and Registered Investment Adviser.

 

 

In addition to receiving his Bachelor of Science in Business Administration from California State Polytechnic University, David holds the following industry related licenses:

 

  • Series 7 –   General Securities
  • Series 63 – Uniform Securities Agent State Law Examination
  • Series 65 – Uniform Investment Adviser Law Examination
  • Series 31 – Futures Managed Funds Examination
  • Insurance License, California (Insurance License #0C54857), Arizona, Colorado and Idaho

 

David has been honored with the Master's Council from Prudential recognizing his commitment to retirement income solutions.*

David has been recognized by John Hancock for outstanding achievements and leadership in financial services.*

 

 Areas of Expertise

David helps each client identify and clarify financial, estate and business objectives and the cost of acheiving future projected financial goals.

He makes specific recommendations to each client regarding an investment portfolio, insurance coverage, retirement plans and estate plans and work with clients to update their portfolios in order to take advantage of changing tax laws, fluctuating market rates, and other situations which may impact his clients' financial future.

 

Personal

David and his wife Joanna have two daughters, Sierra 23 years old and Kenzie 19 years old. David and his family are animal lovers and enjoy spending their spare time with their many animals.  The family also loves hking and enjoyoing nature as well as boating.

 

*Third-party recognitions are no guarantee of future investment success and do not ensure that a client or prospective client will experience a higher level of performance or results. These ratings should not be construed as an endorsement of the advisor by any client nor are they representative of any one client's evaluation.